We help AFSLs eliminate compliance anxiety.
TIQK assesses key risk indicators in Statement of Advice (SOA) and Record of Advice (ROA) files to help stop problems reaching your clients. The TIQK cloud platform augments your experts to provide objective feedback to compliance teams, para planners, and financial advisers as advice is produced.
Modern analytics for risk and compliance teams
TIQK Analytics is a unique and powerful solution to improve oversight and help manage risk in financial advice.
Visualise key risks, indicators, and trends inside every advice file produced by your business; explore the personal and financial characteristics of your clients; set up data-driven alerts; and more.
Financial planning investigation, remediation, and due diligence services
Produced by expert compliance analysts, our cost-effective and objective reports highlight the macro and micro risks in an organisation’s historic advice book during due diligence, investigation, and remediation projects.
Reviews can cater to one adviser’s output, or a whole company’s advice record over many years.
Integrate the leading risk and compliance technology into your advice generation platform
Deliver an end-to-end solution to your clients.
With a modern, secure, open API plus exceptional partner support, it’s easy to add TIQK risk and compliance analysis capabilities to your platform.