Online services for AFSLs

Financial planning pre-vet & advice reviews

For the past 3 years we’ve helped financial services businesses eliminate compliance anxiety.

TIQK monitors key risk indicators in written financial advice to help stop problems from reaching your clients.

It augments your experts to provide objective feedback to compliance teams, para planners, and financial advisers as advice is produced.

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Managed services for AFSLs

Financial planning investigation, remediation, and due diligence

Produced by expert compliance analysts, our cost-effective and objective reports highlight the macro and micro risks in an organisation’s historic advice book during due diligence, investigation, and remediation projects.

Reviews can cater to one adviser’s output, or a whole company’s advice record over many years.

For advice generation platforms

Add the leading risk and compliance solution for financial advice to your platform

With a modern, secure, and open API plus exceptional partner support, it’s simple to add fully-automated compliance and risk monitoring capabilities to your platform.

TIQK Workflow in API