Introducing Rule Builder: a new feature designed by – and for – compliance and risk experts
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In January 2020, the financial advice industry enters a new phase in its life cycle with FASEA taking effect, and with that comes a new monitoring regime. This will in…
TIQK, Australia’s leading financial advice monitoring technology, today announced their new CEO. Steve Brown has been promoted from Head of Sales to CEO in replacement of Steve Thomson. Steve Brown…
We recently sat down with MyPlanner’s Head of Compliance, Matt Farley, and talked to him about implementing TIQK to enhance their monitoring and oversight program. Matt talks about how…
Recently we presented at a customer’s National professional development roadshow. This was a great opportunity to talk about the concerns that many practices who buy their dealer services from a licensee have. …
I love that sound the popcorn makes when the microwave is in full swing and you are getting a couple of pops every second. It makes me salivate! Then the…
As a technology company you often meet prospects who are interested in the next “shiny thing” in the technology space. You then go in and demonstrate what the technology can…
Originally seen on Professional Planner by Tahn Sharpe The challenges regtech providers face in creating effective tools shouldn’t be passed on to advisers, technology company founder Lane Cipriani says. It is…
Introduction Regardless of the findings from the Royal Commission into Misconduct into the Banking, Superannuation and Financial Services industry, we believe changes are necessary to the vertically-integrated distribution model of…
Lane Cipriani – TIQK CTO and Co-Founder; Imogen Maley – TIQK Product Manager, Risk & Compliance; Amir Shareghi Najar – TIQK Lead Data Scientist Our vision at TIQK is to automate compliance in…