Introducing TIQK Analytics: a unique and powerful solution to improve oversight and manage risk in financial advice
A time of crisis for clients; an opportunity for Advisers to demonstrate their value in being the professional fighting for them.
We’re making it easier for risk and compliance teams to focus on what’s most important in file reviews
We’re making it simpler for financial advisers and compliance teams to collaborate during a file review.
Historical Adviser behaviours are being reshaped by the regulator on the back of Report 515 and the Safe Harbour provisions.
Today we’re introducing an integration with Iress Xplan that makes it simpler for financial services businesses to scale their compliance and risk monitoring across all written financial advice.
With a growing number of younger, university-educated financial advisers entering the market, the technology landscape is changing rapidly.
Introducing Rule Builder: a new feature designed by – and for – compliance and risk experts
In January 2020, the financial advice industry enters a new phase in its life cycle with FASEA taking effect, and with that comes a new monitoring regime.
TIQK, Australia’s leading financial advice monitoring technology, today announced their new CEO.