Smart regulatory reviews
Drag-and-drop Statement of Advice (SOA) and Record of Advice (ROA) files — and in just seconds TIQK completes a review of up to 1,200 legislative and regulatory tests relevant to when the advice was produced.
And it’s easy to add your own policy tests.
Advice & Best Interest risks
TIQK tests every file for evidence that the financial adviser has acted in their client’s best interest. Potential issues are clearly explained to make it easy to focus on the risks.
It can even flag hard-to-detect issues like “cookie-cutter” advice — something challenging to do at-scale with human experts alone.
Advice analytics and KRIs
TIQK captures detailed insights and indicators from every file reviewed.
The built-in Dashboard provides a top-level view of your risk exposure and trends.
Optional PowerBI cloud dashboards visualise and drill-into advice patterns and behaviours.
Collaborative reviews
With inline comments and the ability to request and approve amendments to results, TIQK makes it simple for financial advisers and compliance teams to collaborate during a file review.
Enterprise-ready security and control
Create teams and invite users with fine-grained user permissions to organise and protect your data.
Our security is constantly maintained, enhanced, and verified, and we employ a wide variety of security mechanisms and conduct independent security tests and reviews.
Importantly, your data remains private to your organisation and secure in Australian data centres operated by the leading cloud infrastructure providers.
TIQK Data and Security datasheet
Integrate, don't replace
Our Developer API makes it possible to securely integrate TIQK capabilities into business workflows, systems, apps, and dashboards.
For organisation’s that use Iress Xplan, our single-click integration enables powerful custom file reviews that assess alignment between Fact Find data, and the advice files produced by advisers.
