Historical Adviser behaviours are being reshaped by the regulator on the back of Report 515 and the Safe Harbour provisions.
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Today we’re introducing an integration with Iress Xplan that makes it simpler for financial services businesses to scale their compliance and risk monitoring across all written financial advice.
Introducing Rule Builder: a new feature designed by – and for – compliance and risk experts
Lane Cipriani – TIQK CTO and Co-Founder; Imogen Maley – TIQK Product Manager, Risk & Compliance; Amir Shareghi Najar – TIQK Lead Data Scientist Our vision at TIQK is to automate compliance in…