A modern oversight solution designed for risk and compliance teams.
FOR COMPLIANCE & RISK TEAMS
TIQK Analytics
Using advanced Natural Language Processing (NLP), expert systems, and artificial intelligence, TIQK extracts data and meaning from every advice file.
In just seconds it forms a holistic view of the clients, the adviser, and the advice provided – all in the context of the legislation, regulatory guidance, and business policies in effect when the advice was produced.
TIQK Analytics consolidates and visualises this essential data. It makes it easy for compliance and risk teams to assess risks and themes at an adviser, practice, and licensee level.
Visualise key risk indicators and trends
Profile business activity, the advice provided, and client characteristics.
Measure how well advice follows controls and agreed disclosures, and validate or flag advice that is disclosed well – or poorly.
Explore adviser profiles
Dive deep into adviser compliance and risk indicators; their clients’ demographics; files under review; and their ASIC regulatory profile information.
Streamlined stakeholder reporting
It’s easy to share TIQK Analytics visualisations directly to Microsoft PowerPoint, Microsoft Teams, and PDF.
Or export the data to Microsoft Excel for further analysis and charting.
Intuitive and powerful
TIQK Analytics is powered by cloud-scale Microsoft Azure and PowerBI.
That means it confidently handles even the highest advice data volumes, and the secure and simple onboarding will have your team up-and-running fast.
Secure by design
Your data remains on-shore and encrypted at all times, protected by multiple security technologies and secure engineering practices.
TIQK Analytics offers the ease and security of single sign-on (SSO) for clients already using Microsoft Office 365.
And for organisations with extended security protocols we offer the option of isolated cloud data storage and processing.
Learn more