TIQK’s world-first platform assesses risk in written financial advice objectively, faster, and more comprehensively than humans alone.
We believe that the quality of a Statement of Advice (SoA) is a strong indicator of the quality of the financial advice process for a client.
We also believe that the industry practice of sampling only 5-10% of the millions of SoAs produced every year is a poor predictor of compliance.
By rapidly and intelligently assessing every SoA for critical regulatory requirements, Best Interest Duty, and financial advisor behaviours, TIQK reduces the effort of auditing SoAs by up to 50% – freeing your experts to investigate identified risks and conduct coaching and development.
Combining expert compliance analytics, natural language processing, and artificial intelligence, TIQK audits more than 500 data points in a typical SoA in just seconds.
This makes it possible to rapidly review the critical legislative and regulatory checklist items, and solves the challenge of ensuring the Safe Harbor provisions of Best Interest Duty are met.
TIQK can even flag harder-to-detect behaviours like financial planners that produce “cookie-cutter” advice across multiple clients.
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We believe the way to a better industry is to augment your experts with objective, intelligent technology to help review every piece of advice produced for every client.
Removing the first step to the audit process gives precious time back to compliance professionals, freeing them to ensure that all financial advice is in the clients’ best interest.
Introducing Rule Builder: a new feature designed by – and for – compliance and risk experts
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RT @Anna_Cochrane: This team...
Bar making awesome software, they know how to bring the dramatics!
#startup life is a ride and being su…
RT @ozlanus: Awesome to have the @wearetiqk team together in one pic; sad to be saying goodbye to an awesome colleague tho (although we all…
RT @austfintech: Australian FinTech company profile #23 - @wearetiqk
https://t.co/TrZMRn6rEV #fintech #australianfintech #regtech @TiqkCE…
Exciting to see that @netwealthInvest validate that implementing #regtech will help #FinancialServices businesses t… https://t.co/xx2NvqOjWN
RT @AustFinTechJobs: .@wearetiqk is a leading financial advice regtech company and are seeking a Business Analyst – Financial Advice and Co…
RT @austfintech: Leading financial advice regtech company @wearetiqk is seeking a Business Development Manager in a client-facing role focu…