Is this the antidote to audit anxiety?
Historical Adviser behaviours are being reshaped by the regulator on the back of Report 515 and the Safe Harbour provisions.
TIQK automatically assesses risk in written financial advice. We augment your existing processes to reduce the risk of poor advice reaching the client, freeing your experts to focus on quality improvement.
“By implementing TIQK we have augmented our risk management processes and been able to increase the number of advice documents analysed by 380%. This has allowed us to transition from reactive to proactive risk management and compliance.”
Matthew Farley − Managing Director, MyPlanner
“We partner with TIQK because we can see the benefits they bring to dealer groups and AFSL’s. They are future-proofing advice through innovation.”