TIQK’s world-first platform assesses risk in written financial advice objectively, faster, and more comprehensively than humans alone.
We believe that the quality of a Statement of Advice (SoA) is a strong indicator of the quality of the financial advice process for a client.
We also believe that the industry practice of sampling only 5-10% of the millions of SoAs produced every year is a poor predictor of compliance.
By rapidly and intelligently assessing every SoA for critical regulatory requirements, Best Interest Duty, and financial advisor behaviours, TIQK reduces the effort of auditing SoAs by up to 50% – freeing your experts to investigate identified risks and conduct coaching and development.
Combining expert compliance analytics, natural language processing, and artificial intelligence, TIQK audits more than 500 data points in a typical SoA in just seconds.
This makes it possible to rapidly review the critical legislative and regulatory checklist items, and solves the challenge of ensuring the Safe Harbor provisions of Best Interest Duty are met.
TIQK can even flag harder-to-detect behaviours like financial planners that produce “cookie-cutter” advice across multiple clients.
Trusted by
Take control with TIQK
We believe the way to a better industry is to augment your experts with objective, intelligent technology to help review every piece of advice produced for every client.
Removing the first step to the audit process gives precious time back to compliance professionals, freeing them to ensure that all financial advice is in the clients’ best interest.
Introducing Rule Builder: a new feature designed by – and for – compliance and risk experts
In January 2020, the financial advice industry enters a new phase in its life cycle with FASEA taking effect, and with that comes a new monitoring regime. This will in…
TIQK, Australia’s leading financial advice monitoring technology, today announced their new CEO. Steve Brown has been promoted from Head of Sales to CEO in replacement of Steve Thomson. Steve Brown…
We recently sat down with MyPlanner’s Head of Compliance, Matt Farley, and talked to him about implementing TIQK to enhance their monitoring and oversight program. Matt talks about how…
Recently we presented at a customer’s National professional development roadshow. This was a great opportunity to talk about the concerns that many practices who buy their dealer services from a licensee have. …
I love that sound the popcorn makes when the microwave is in full swing and you are getting a couple of pops every second. It makes me salivate! Then the…
As a technology company you often meet prospects who are interested in the next “shiny thing” in the technology space. You then go in and demonstrate what the technology can…
Originally seen on Professional Planner by Tahn Sharpe The challenges regtech providers face in creating effective tools shouldn’t be passed on to advisers, technology company founder Lane Cipriani says. It is…
Introduction Regardless of the findings from the Royal Commission into Misconduct into the Banking, Superannuation and Financial Services industry, we believe changes are necessary to the vertically-integrated distribution model of…
Lane Cipriani – TIQK CTO and Co-Founder; Imogen Maley – TIQK Product Manager, Risk & Compliance; Amir Shareghi Najar – TIQK Lead Data Scientist Our vision at TIQK is to automate compliance in…
TIQK, a RegTech SaaS company based in Sydney, today announced that they had signed a commercial agreement with financial services technology provider Opex. TIQK CEO Steve Thomson said “the integration…
TIQK, a RegTech SaaS company based in Sydney, today announced that, in line with their long term strategy of integrating with partners who share their vision, they have signed a…
RT @ozlanus: Awesome to have the @wearetiqk team together in one pic; sad to be saying goodbye to an awesome colleague tho (although we all…
RT @austfintech: Australian FinTech company profile #23 - @wearetiqk
https://t.co/TrZMRn6rEV #fintech #australianfintech #regtech @TiqkCE…
Exciting to see that @netwealthInvest validate that implementing #regtech will help #FinancialServices businesses t… https://t.co/xx2NvqOjWN
RT @AustFinTechJobs: .@wearetiqk is a leading financial advice regtech company and are seeking a Business Analyst – Financial Advice and Co…
RT @austfintech: Leading financial advice regtech company @wearetiqk is seeking a Business Development Manager in a client-facing role focu…
RT @Enzumo: We love working with our partners to help advisers navigate the changing advice landscape. This week we worked with the crew at…