TIQK delivers intelligent compliance and risk management to the financial advice sector

Watch how TIQK makes this possible

TIQK’s world-first platform assesses risk in written financial advice objectively, faster, and more comprehensively than humans alone.

We believe that the quality of a Statement of Advice (SoA) is a strong indicator of the quality of the financial advice process for a client.

We also believe that the industry practice of sampling only 5-10% of the millions of SoAs produced every year is a poor predictor of compliance.

By rapidly and intelligently assessing every SoA for critical regulatory requirements, Best Interest Duty, and financial advisor behaviours, TIQK reduces the effort of auditing SoAs by up to 50% – freeing your experts to investigate identified risks and conduct coaching and development.

TIQK Dashboard

In 75% of the customer files we reviewed ... the adviser had not demonstrated compliance with the best interests duty and related obligations

ASICReport 562: Financial Advice, Vertically integrated institutions and conflicts of interest (January 2018)

Combining expert compliance analytics, natural language processing, and artificial intelligence, TIQK audits more than 500 data points in a typical SoA in just seconds.

This makes it possible to rapidly review the critical legislative and regulatory checklist items, and solves the challenge of ensuring the Safe Harbor provisions of Best Interest Duty are met.

TIQK can even flag harder-to-detect behaviours like financial planners that produce “cookie-cutter” advice across multiple clients.

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Take control with TIQK

We believe the way to a better industry is to augment your experts with objective, intelligent technology to help review every piece of advice produced for every client.

Removing the first step to the audit process gives precious time back to compliance professionals, freeing them to ensure that all financial advice is in the clients’ best interest.


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Introducing Rule Builder: a new feature designed by – and for – compliance and risk experts

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Recently we presented at a customer’s National professional development roadshow.  This was a great opportunity to talk about the concerns that many practices who buy their dealer services from a licensee have. …

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Lane Cipriani – TIQK CTO and Co-Founder; Imogen Maley – TIQK Product Manager, Risk & Compliance; Amir Shareghi Najar – TIQK Lead Data Scientist Our vision at TIQK is to automate compliance in…

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RT @Enzumo: We love working with our partners to help advisers navigate the changing advice landscape. This week we worked with the crew at…
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RT @austfintech: A sneak peek at Rule Builder by @wearetiqk: create automated financial advice tests in just minutes https://t.co/CTGTBUyt
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Sneak Peak time... We have taken the time to show just how easy it is to build, test, and deploy a common financia… https://t.co/f0UCZkAWEd
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Team TIQK running a webinar for @Enzumo customers and having fun doing it 👌 https://t.co/NfBxnsN57u
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